7.3 Regulatory Risk & Compliance Strategy

• Regulatory Engagement:

  • A dedicated compliance team is formed, composed of former regulators from the SEC and FCA

  • Monthly compliance reports are submitted to key regulatory bodies

  • Regulatory sandbox interfaces are developed to allow real-time data access

• Regional Compliance Strategy:

  • United States: High-Growth Tier is available only to accredited investors (annual income > $200,000 or net assets > $1 million)

  • European Union: Operates under the MiCA crypto regulatory framework with enhanced KYC/AML protocols

  • Other Regions: Leverages decentralized autonomous organizations (DAOs) for adaptable, jurisdiction-specific compliance

TriArch Protocol achieves three major breakthroughs by reconstructing the hierarchical structure of traditional finance on the blockchain: scientific stratification of risk and return, AI-driven automated management, and seamless integration of compliance frameworks. Powered by the high-performance Base chain, the protocol not only offers a compliant DeFi participation channel for institutional investors but also enables everyday users to access professional-grade asset management through smart contracts.

As the RWA-Fi ecosystem matures and AI technology continues to evolve, TriArch will gradually build a complete closed-loop system encompassing: "On-chain tokenization of traditional assets – Intelligent strategy generation – Layered risk management – Compliant value circulation." We believe that through community co-creation and technological innovation, TriArch will become the core bridge between traditional and decentralized finance, driving the global financial system toward greater efficiency, inclusiveness, and transparency.